Our Principle

Our investment process can be broken down into three phases:

Phase I: Planning

We learn about your current financial state of affairs, future goals and priorities for your investment capital. We explain our offerings so that you begin to build a comfort level and understanding of what we can do for you. Based on our analysis of your unique situation, we develop a strategy to help enable you to accomplish your long-term goals, fully explaining the reasoning for our recommendations.  We establish a professional relationship focused on the ultimate advancement of your net worth.

Phase II: Execution

We implement your investment strategy, keeping in line with the long-term objectives established in initial meetings. We strive to uphold communication, accountability and reliability, helping to ensure the smoothest possible process.  We keep you informed of new industry trends, specific support tools or relevant investment opportunities that may further your individual goals.

Phase III: Sustaining

We perform our due diligence to help ensure your accounts are performing as desired and to take responsive action when needed.  Our process helps to facilitate alignment with your investment strategy to effectively accomplish your financial objectives.

At Du & Associates, we seek to empower you with knowledge so that your financial dreams can become reality. As your financial professionals, we believe trust, communication and comprehensive presentation of information are essential, and we feel this is reflected in the personal attention bestowed on each client relationship. If you have any questions about your current financial situation or wish to schedule an appointment, send us an email or give us a call at 626.279.9300.